t is my
understanding that I fit into the broad category or
"statistical grouping" of individuals
(as do most individuals in the United States)
that "have an opinion on the issue of capital punishment,
but have rarely given it long and thoughtful reflection."
Having said this, I hasten to say that I feel a bit
of shame at not having given such a serious topic more
consideration than I have. After all, capital punishment
reflects a rather significant aspect of our criminal
justice system and, perhaps more generally, our culture.
And just as important, killing someone as a form of
punishment is no small thing and is, therefore, in my
opinion, worthy of some close and careful deliberation.
Hence, my reading
of the newly published book by Amherst's jurisprudence
and political science professor Austin Sarat, entitled
When the State Kills, was a timely and edifying
experience. While I do not entirely agree with Dr. Sarat's
"modern abolitionist's" views, I do appreciate
his thorough, interesting and, in my view, highly readable
analysis of capital punishment in America. Indeed, in
his introduction, he catches my attention quickly when
he posits the question, "If Timothy McVeigh doesn't
deserve to die, then who does?"
As Professor
Sarat points out, by late spring in 1995, McVeigh had
become the "personification of the cold-blooded
killer, a living, breathing endorsement of capital punishment
(Sarat, 2001, p. 5)." Newspapers, magazines, and
talk shows were awash with discussion of the Oklahoma
City bombing and its horrific aftermath. Most Americans
were initially in disbelief and shock that such a monumental
and heinous act could be perpetrated in America's heartland.
Many were also angry and wanted justice. Sarat points
out that even a full two years after the bombing, according
to a Today/CNN/ Gallup poll, 61 percent of Americans
wanted to see McVeigh dead.
Thus using the
McVeigh case as a starting point, Sarat begins to analyze
the notion of "vengeance" and its increasing
influence on our legal system. He believes, and states
repeatedly and strongly throughout his nearly 300-page
book, that certain aspects of our legal system have
gravitated towards a more primitive and emotional form
of punishment based on the need for revenge. Sarat states
that the typical perception or view of Americans is
that the victim of a crime has a need, and some would
say a right, to avenge oneself. To Sarat's
disappointment, vengeance, in the name of the victim,
is now commonly accepted as a "legitimate"
form of the American legal system. This means, according
to Sarat, that McVeigh's crime must be avenged,
and the death penalty is therefore justifiable
according to current judicial interpretation of the
law.
Dr. Sarat in
opposing this view and practice now prevalent in our
legal system argues for sound juridical reasoning and
impartiality. He feels that our legal system should
instead be one of "retributive" punishment
(a process that dispenses appropriate penalty with the
exception of death). While the urge for vengeance is
understandable, it should be repressed, and in its place
should be supplanted "true" or authentic rationality,
detachment and objectivity. Sarat states that it is
these "rational forms of justice" that are
indeed the true foundation of our legal system and heritage.
He declares that the "wildness" (emotionalism
or passion) associated with revenge is something recent
in American justice and that it is part of the new politics
of the victim's rights movement and, consequently, should
be "weeded out" for the sake of magisterial
logic and even-handedness.
I sympathize
to a degree with Professor Sarat's discussion here,
and though I found it somewhat repetitive, he does add
some case law and anecdotal narrative that makes for
both interesting and compelling reading. For example,
his discussion of Payne v. Tennessee (1991) was
very informative and provided what I thought was a useful
basis for understanding the impact of the victim's rights
movement and the role that victims play in trials and
their sentencing phases. Additionally, Sarat's use of
first-hand accounts of grisly crimes and their effect
on victim's families and friends gives the reader a
real and "up-close" grasp of the passion and
"victimization" associated with narratives
associated with violent crimes
Another topic
that I found interesting was Sarat's discussion of what
he terms the "modern technologies" used in
capital punishment. Without being excessively morbid
or inflammatory in his writing, Sarat points out that
the United States has attempted to make executions a
painless and "allegedly humane" experience.
He does mention the bungled electrocution of Pedro Medina
in March of 1997 and presents opposing arguments by
experts and authorities as to the humanity and suffering
of such an act. But Sarat's main issue here is to bring
attention and reflection to executions generally and
government's aim to keep them "quiet, invisible
and bureaucratic." Sarat states that by making
executions more humane, more efficient, and more technologically
advanced, we are in fact civilizing and sanctioning
capital punishment. He states that by "killing
softly," government is attempting to reinforce
the view that capital punishment is a valid, desirable
and increasingly merciful, benevolent act.
I also found
Professor Sarat's exposition on capital trials and the
role that juries play in such trials engaging reading.
For instance, though his account of the Williams
Brooks case, a case which involves the rape and
death of a young woman in Georgia in the late 1970s,
is plainly gruesome, the story provides an effective
context for understanding how a "typical"
and "low-profile" capital trial proceeds.
There is much to even an "ordinary" capital
trial and Sarat details the arguments offered up by
prosecution and defense lawyers, the testimonies of
witnesses and experts, the rulings of judges and the
procedures of court, and last but not least, the decision
making process of the jury. I especially like Sarat's
deciphering of the court and its complex proceedings,
or as he puts it, a kind of drama of competing narratives
between "the innocent and the evildoer."
Equally thought
provoking, is Sarat's portrayal of capital trials as
places where three kinds of violence are manifested.
First, there is the violence of the murder. This is
the presentation or account (by the prosecution) of
the act of murder that speaks in terms of a "morally
clear world of responsibility and just desserts
(Sarat, 2001, p. 22). The victim's brutal murder is
methodically laid bare to the court, and beyond, and
its details are presented, as Sarat sees it, passionately
through stark and grim evidence and testimony. With
this backdrop, the culprit is identified and then demonized.
From here, the argument goes an "eye for an eye,"
or simply put, he or she -- the murderer -- deserves
nothing less than death.
The second violence
in a capital trial, as Sarat describes it, is the "violence"
that the defendant experiences as a child, and later,
as an adult. This is an examination (by the defense)
of the defendant's "brutish" and abusive environment
-- his or her home, family and acquaintances. Sarat
claims that the defendant, or the crime, is the manifestation
or result of a terrible and violent life, a chain of
events and circumstances that are caused by societal
conditions for which we are all, in some way, to blame.
Thus for this reason and though the defendant may be
guilty of an awful crime, and indeed deserving of some
form of punishment, Sarat believes that the death penalty
should not be a viable option.
And Sarat's third
form of violence that is realized in a capital trial
proceeding is the death penalty itself. As Sarat sees
it, the death penalty is little more than an abstraction
during a capital trial. Its "vividness and gore"
is kept silent or blurred. Where a murder in the proceedings
of a trial is given a full description in all of its
blood and guts, the violence of the death penalty, the
execution, is indefinite, vague or distant. Herein,
I interpret, is one of Sarat's main themes: Murder is
violence, something which is horrid and gruesome. The
death penalty is also this kind of violence,
i.e., horrible and invidious, but in fact is depicted
by the state as purposeful and legitimate. Hence a key
question for Sarat is, "Is not the violence of
murder as terrible and wrong as that of the violence
associated with the state 'legally' killing someone?"
Another area
that Sarat covers that gives food for thought is his
description of the role of the death penalty lawyer.
Midway through his book, Dr. Sarat delves into the aims
and strategies of a comparatively small cadre of lawyers
who dedicate themselves to preventing or postponing
executions of death row convicts. The purpose of the
death penalty lawyer is not, in most cases, as one might
assume, to vindicate a person who is clearly guilty
of murder, but rather, to find some technicality for
appeal in order to postpone or reverse the death penalty.
According to Sarat, the death penalty lawyer as such
provides a valuable service on behalf of those who oppose
capital punishment. The death penalty lawyer is, knowingly
or unknowingly, a champion of the modern-day abolitionist,
one who persists in staying off state killings.
This delaying tactic not only saves individual lives,
believes Sarat, but also gives death penalty abolitionists
time and opportunity to tell "their story"
and deal with the issue of capital punishment more generally.
Later in When
the State Kills, Sarat addresses one aspect or notion
associated with capital punishment that I have contemplated,
and occasionally see in print or hear discussed on television.
This is the idea of public executions. Sarat discusses
this idea at some length, and in a discreet but firm
way asks, Should executions be made public?
For myself, I confess that I have not formed any strong
opinions on this subject, but having said this, I suppose
that I can say that I see favorably some of the pros
and cons on both sides of this fervent issue.
As Sarat states
early in his chapter, To See or Not To See,
executions in the United States are restricted affairs.
In most states, viewing an execution is limited to prison
officials, medical personnel, select members of the
media, and the family of the victim. For that matter,
Sarat states that the last public execution
in America was more than 50 years ago.
Despite the prohibition
of public executions, Sarat does speak to the fact that
they are still publicized, by varying degrees, in newspapers
and on television. He cites, for example, a close look
at a single execution in Texas by ABCs Nightline
host Ted Koppel in January of 1995. In his account,
Sarat states poignantly that Koppel reminds his viewers
that he can not show it [the execution],
but that he can describe the actual execution, in all
of its lurid details, as he witnessed it.
Sarat continues
his discussion of executions mentioning Wendy Lessers
book, Pictures of an Execution (1995) (she argues
against public executions), the KQED v. Vasquez (1991)
case where a public television station in San Francisco
sought permission to film an execution, and other situations
and circumstances that focus on the question of making
executions public or not. Overall, I found Sarats
discussion here a good one, one that presented the arguments
for and against in a balanced and comprehensive way.
Nevertheless, Professor Sarat makes it quite clear,
and predictably so, that he thinks the prohibition on
public executions should be lifted. Why? Sarat argues
that the prohibition is one more attempt by government
to keep the whole question of death penalty as unclear
or hidden as possible. He believes that politicians
and bureaucracies -- generally speaking -- want executions
to be silent, veiled and procedural or administrative
in nature. Further, Sarat rejects the argument that
executions should not be made public because it would
feed sadistic tendencies and would be otherwise undignified.
For Sarat, televising executions would rightfully disrupt
the sanitized or purified state killing
apparatus and force all of us to confront the violence
of an execution, however carried out (electrocution,
gas, or lethal injection). I, myself, found this a powerful,
unsettling and challenging viewpoint.
Nearing the end
of his book, Professor Sarat takes time to consider
what he terms the state killing as
found in our popular culture. It is at this juncture
that Sarat deems that capital punishment is unavoidably
ripe for symbolism and imagery and, in consequence,
is a recurrent subject for films. As examples, he refers
to movies in the past such as Angels with Dirty Faces
(1938), I Want to Live (1958), The Chamber
(1996), and True Crime (1999). More specifically,
Sarat concentrates on the popular cultural aspects of
three recent films as they relate to capital punishment.
These movies are: Dead Man Walking (1996), Last
Dance (1996), and The Green Mile (1999).
His intent in looking at these three specific films
is to examine their cultural politics, that
is to say, How do they communicate knowledge of
or portray capital punishment? What do they
say in terms of the legitimacy of the death penalty,
the American condition, and present day executions?
(Sarat, 2001, p. 211).
By and large,
Sarat feels that the emphasis of these films is on the
notion of individual responsibility, not the social
causes of crime. Sarat feels that the films are too
attentive to the personal characteristics of the criminals,
their prison situations, and their pathos. He feels
that meaningful explanations of their crimes, contributing
socio-economic conditions, and other such historical
details of the death row inmate are largely ignored.
In this way, they shore up the conceptual foundations
of state killing and help to legitimate it (Sarat,
2001, p. 213).
I agree that
the popular cultural influences of film are pervasive
and that films like The Green Mile are unabashedly
sentimental and, in this particular case or milieu,
stress responsibility for ones actions. They are,
like most of Hollywoods movies, quite simply stories
or dramas that strive to portray tensions, values and
assorted facets of the human experience. They are, however,
in my view, never more than snapshots of the human condition
and are justifiably incomplete, subjective and fleeting.
My point is that as literary devices, films are stories
with varying perspectives and prejudices, like the authors
and filmmakers who construct them. If they are incomplete,
biased and transitory in nature, so be it. After all,
my question is, What does Sarat expect from Hollywood
anyway?
In conclusion,
I enjoyed Sarats book on the whole and feel more
informed about the issues and intricacies having to
do with capital punishment than I previously did. My
embarrassment, as I earlier referred to in this review,
at not having given this issue serious thought in the
past is lessened, but I still feel like I have more
to do to get a good understanding of what the death
penalty really is and what it means in our society.
Notwithstanding this, I think, at least in my case,
that Dr. Sarat has accomplished something and that is
that I feel that I have a better grasp of capital punishment
and its impact on victims, perpetrators, jurisprudence,
and a whole range of other equally affected important
things, processes, situations and ideas. Hopefully,
those who read When the State Kills will also
benefit from the experience and gain a better understanding
of what capital punishment means.
REFERENCES
Sarat, Austin
(2001). When the state kills: capital punishment
and the American condition. Princeton, NJ: Princeton
University Press.
ABOUT
THE AUTHOR
Mr. Richard
D.Young, B.A., M.A., has been a senior research associate
with the Institute for Public Service and Policy Research
at the University of South Carolina since 1998. He conducts
research on a myriad of public policy and public administration
topics relating to state and local governments. Mr.
Young previously worked with the Senate of South Carolina
and the State Reorganization Commission in various positions
of research. Prior to this, Mr. Young taught at the
University of Louisville, Hanover College, Indiana University
Southeast, and the University of Kentucky Campus in
Louisville, Kentucky. Mr. Young has a B.A. (1973) and
M.A. (1975) from the University of Louisville. Mr. Young
has written several papers and reports on public policy
issues and public management theory. The Institute for
Public Service and Policy Research has published Mr.
Young's A Brief Guide to State Government in South
Carolina (1999) and A Guide to the General Assembly
of South Carolina (2000). The Institute has also
published Mr. Young's book entitled Perspectives
on Public Budgeting: Budgets, Reforms, Performance-based
Systems, Politics and Selected State Experiences (2001).
He and Dr. Luther F. Carter, President of Francis Marion
College, have recently co-authored a paper, due to be
published in 2001, entitled The Governor: Powers,
Practices, Roles and the South Carolina Experience.
Mr. Young can be reached at young-richard@sc.edu.
CONTACT:
Richard D. Young, Editor in Chief Public Policy & Practice
Institute for Public Service and
Policy Research
University of South Carolina
Columbia, SC 29208
Phone: (803) 777-0453
Fax: (803) 777-4575
e-mail: young-richard@sc.edu